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| Development
cooperation policy |
Purpose |
The
purpose of this policy is to outline how National Societies and
the Federation Secretariat work with each other to strengthen the
programmes and the overall capacity of National Societies. It builds
on the experience gained since 1990 in working with the Principles
and Rules for Development Cooperation and is guided by the overall
objective of working effectively as a Federation, one of the key
underlying concepts of the International Federation's strategic
planning.
This policy, together with the Development
Policy adopted in 1995, replaces the Principles and Rules for Development
Cooperation. The Development Policy indicates what is to
be done and why it is to be done. This present Development
Cooperation Policy states how it is to be done, and by
whom. |
| Scope |
| This
policy applies to mutual assistance related to all development activities
between National Societies and the Federation Secretariat on the international,
regional or sub-regional levels. International Federation policy related
to relief situations is set out in the Principles and Rules for Disaster
Response and the Emergency Response Policy. |
| Definition
of development and of development cooperation |
| Development
in the Red Cross and Red Crescent context is defined in the 1995
Federation Development Policy as the process by which communities,
families and individuals grow stronger, can enjoy fuller and more
productive lives, and become less vulnerable and the strengthening
of National Red Cross and Red Crescent Societies so they can carry
out their humanitarian mandate.
Development cooperation refers to the systems
and procedures that National Societies use to plan, implement, monitor
and evaluate the support provided to carry out development activities
as defined above in line with Federation development cooperation
objectives. |
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| Objectives
of development cooperation |
| The
objectives of International Federation development cooperation are:
to provide well planned assistance to strengthen the capacity of
a National Society to improve the effectiveness of its programmes
for the most vulnerable people in its country;
- to provide well planned assistance
to strengthen the capacity of a National Society to improve
the effectiveness of its programmes for the most vulnerable
people in its country;
- to foster a sense of partnership
and mutual learning between National Societies and the Federation
Secretariat through support for such programmes;
- to promote long term sustainability
by ensuring that external assistance not only supports programmes
in sectors such as health, social welfare and disaster preparedness,
but is harmonised with systematic efforts to develop a Society's
human and financial resources;
- to promote the equal participation
of men and women in National Society development activities
at all levels;
- to ensure that development programmes
are accountable to those they aim to assist, as well as to
those who provide the financial and other resources for implementation.
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| Organising
principles |
Development
cooperation within the International Federation is provided in a
spirit of partnership, mutual support and respect between the three
main partners: the operating National Society (ONS), one or more
participating National Societies (PNS), and the Federation Secretariat.
In addition, the ICRC is an important partner that will in many
cases be active in supporting an ONS within its particular areas
of competence. Furthermore, ONS have skills and competencies, not
least in their network of branches and volunteers, that can be shared
with others. Federation development cooperation therefore seeks
to maximise opportunities for regional cooperation between National
Societies.
Development cooperation can take many forms,
ranging from limited project assistance from a single PNS to complex
multi-PNS support over many years. The working as a Federation concept
implies that PNS and the Federation Secretariat view each other
not as independent actors, but as integral parts of the overall
effort to assist the ONS in its capacity building.
National Societies act as spokespersons
for the populations, vulnerable groups and the National Societies
they work with, drawing attention to their humanitarian and development
needs and intervening in their favour. National Societies also encourage
and foster commitment and solidarity on the part of society and
the public authorities for enhanced development cooperation.
Governments are important partners in development
cooperation. In its own country, the National Society has a recognised
role as an auxiliary in the emergency and also health and social
sectors. Similarly, many PNS work closely with their governments
to mobilise financial support for international activities. In both
cases, it is important that the National Society works actively
to build up a positive but independent relationship with its government.
The Federation and National Societies also
favour the involvement of other bodies - private companies, foundations,
civic organisations - in international cooperation activities through
twinning, sponsorship or other methods that help mobilise resources
and promote social participation. In their relations with such bodies,
National Societies shall ensure respect for their operating criteria
and for this present policy.
An ONS may also receive support for its
development activities from non Red Cross or Red Crescent international
aid organisations in its country. The Federation Secretariat can
assist in fostering such linkages, and when an ONS enters into such
arrangements it will inform the Federation Secretariat and the National
Society of the country concerned. Development assistance from a
PNS should be channelled through the ONS of a particular country.
A PNS should not, without the full consent of the concerned ONS,
support a non Red Cross or Red Crescent partner outside its own
country.
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| Roles
and responsibilities of partners |
| The
operating National Society
The ONS has the responsibility for planning
and managing all aspects of its own development. It will work
to ensure that all its activities are included in a strategic
development plan, adapted to its situation, that sets out its
main objectives and how they are to be achieved. For programmes
seeking external assistance, it will produce specific programme
plans and budgets based on the strategic priorities in its development
plan.
In seeking external assistance the ONS
will recognise the concerns of its partners, and will provide
mutually agreed upon opportunities for their involvement in programme
planning and monitoring. In order to ensure transparency, the
ONS will provide timely narrative and financial reporting on all
the external assistance it receives from its partners.
The ONS will give priority to ensuring
that it is able to cover its core costs in terms of personnel
and administrative expenditures needed to ensure the proper functioning
of its organisation. PNS and the Federation Secretariat will support
strategies and programmes designed to ensure the financial sustainability
of the ONS.
Participating National Societies
Assistance offered by a PNS will always
be in line with the priorities and objectives of the ONS as described
in its strategic development plan. This assistance can be in the
form of finance, material, training and technical assistance,
and should include a balanced mixture of programme and institutional
development elements. It is also important that PNS assistance
be consistent and long-term. Each PNS should formulate a clear
strategy for international cooperation in consultation with the
Federation Secretariat and its regional priorities.
The PNS will indicate any special reporting
requirements for the assistance it provides. As far as possible,
it should be prepared to accept the normal reporting provided
by the ONS. Where there is more than one PNS working with the
same ONS, the different PNS and the ONS should establish mutually
agreed programme management and reporting systems.
Recognising the desire of many PNS to
be active partners in the development process, a PNS may become
involved in one or more of the following areas as a partner to
the ONS:
- assisting in the formulation of programme
proposals;
- providing any required technical assistance,
including training;
- advising on programme management procedures
and reporting formats;
- participating in programme monitoring
and evaluation.
PNS recognise the need for coordination
of the external assistance they provide to ensure effectiveness,
coherence and sustainability. They agree not to impose their own
priorities or programmes on an ONS, and accept that the Federation
Secretariat, or on occasions one of the PNS, has a coordinating
role in advising on and guiding their assistance.
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| Federation
Secretariat |
| The
main responsibilities of the Federation Secretariat in development
cooperation are to promote and facilitate assistance between National
Societies, to encourage the appropriate involvement of ICRC, and
to play a leadership role in coordinating such assistance. It should
not primarily play a major implementing role in development assistance,
but rather serve as the architect of cooperation bringing all partners
closer together in a coherent and planned manner to meet the needs
of the ONS.
In playing this architect role the tasks
of the Federation Secretariat at the global level are:
- assisting Societies to carry out assessments
of their capacities and needs in each region;
- designing approaches and standards in
the main sectoral areas of National Society work;
- compiling data and setting priorities
on a regional level for supporting the respective national strategic
development plans;
- initiating and promoting well planned
and coherent cooperation in support of an ONS, and reporting on
all resources it receives for these purposes;
- leading efforts to identify new sources
of support for development cooperation;
- monitoring cooperation and promoting
learning between the various partners;
- representing the Federation in international
fora regarding development issues.
At the field level, the Federation Secretariat
operates through its country and regional delegations. The key tasks
that delegations will perform in partnership with an ONS seeking
development assistance are:
- helping the ONS carry out an assessment
of its capacities and needs;
- assisting the ONS to draw up a strategic
development plan adapted to its situation;
- helping the ONS prepare specific programme/project
proposals as needed, and actively encouraging the mobilisation
of appropriate and transparent external assistance;
- designing, coordinating and reporting
on appropriate regional programmes;
- monitoring and advising on the support
being provided by external partners;
- providing technical support in defined
and agreed areas;
- promoting two-way cooperation between
the ONS and other Societies in the region;
- helping the ONS organise periodic partnership
coordination meetings.
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| Mechanisms
for development cooperation |
| National
Society development plan
Each National Society should produce
a comprehensive and realistic strategic plan based on a prior
analysis of its national context and its strengths and weaknesses.
This plan should then be the basis for all development cooperation
with that Society. The length and complexity of such a plan should
be adapted to the situation and needs of the Society. It should
as a minimum set out the basic mission of the Society, identify
the needs and capacities of the vulnerable populations to be assisted,
and describe the Society's overall objectives and key programmes,
including the steps needed to strengthen its organisation to achieve
these aims.
When an operating Society does not yet
have a strategic plan, early attention should be given by the
Federation Secretariat and interested PNS to helping that Society
with the process of developing a plan adapted to its context.
All external projects and partnership activities should be developed
on the basis of the Society's assessment of its strengths and
weaknesses and related to its strategy for what its key programme
areas should be.
Specific programme or project descriptions
A Society should develop specific programme
descriptions and budgets for the activities for which it seeking
external assistance, either on its own or with support from the
Federation Secretariat or a PNS. Such programme/project descriptions
should be based on the priority programmes identified in its strategic
plan. They should be formulated using sound programme planning
methodology as outlined in the Federation's guidelines or similar
approaches. Proposals developed in programme sectors such as health,
social welfare and disaster preparedness should describe how they
are linked to other programme areas. They must also take into
account the institutional development needs of the Society and
address issues of sustainability.
Development cooperation agreements
and development contracts
Development contracts should be established
for all specific development assistance programmes between an
ONS, a PNS, the Federation Secretariat or any other external partner.
The contract should set out the objectives, the roles and responsibilities
of all the partners, the funding arrangements, reporting requirements,
and evaluation and auditing provisions. The existing Federation
guidelines provided guidance on the drafting of such contracts.
In situations where there are more than
two PNS providing long-term support to an ONS, a defined cooperation
mechanism will be established. Such a partnership grouping will
be formalised by establishing a common development cooperation
agreement. The purpose of such an agreement is to ensure the commitment
by all partners to working towards common goals in a coherent
and structured cooperation in the interests of increased effectiveness
and cost efficiency. The agreement will link external assistance
clearly to supporting the overall development plan of the ONS,
and will outline the complementarity of the assistance to be provided
by the different partners. It will also describe the coordinating
responsibility of the Federation Secretariat or any other designated
external coordination agency, and the common standards and systems
that all partners agree to follow. Such cooperation agreements
will need to be supplemented by specific programme contracts between
the ONS and its individual partners supporting different elements
of its development plan.
Partnership coordination meetings
One element of such structured partnerships
groupings will the holding of coordination meetings at suitable
intervals. These will be designed to bring the partners together
in a structured way to review progress in working towards the
mutually agreed goals. The operating Society should be responsible
for organising these meetings with support from the Federation
Secretariat. All partners should attend such meetings to share
experience, adjust programme approaches where needed, and work
towards enhancing common approaches and continuity in the interests
of the ONS.
Several other forms of regional cooperation
can be developed. These may take a variety of different forms
according to the needs of the respective National Societies including
cross border cooperation, partnerships, etc. and should be implemented
according to approved coordination procedures.
Monitoring, evaluation and auditing
arrangements
Good systems for monitoring and evaluating
progress in achieving objectives are an essential part of Federation
development cooperation practice. Programmes should be monitored
and evaluated not only to assess how far they are achieving their
immediate objectives, but also in terms of terms of helping the
ONS develop its overall capacity and accountability.
All partners have a responsibility to
ensure that proper monitoring and evaluation of programmes is
carried out. However because of its responsibility for overall
coordination, the Federation Secretariat should always be involved
with such exercises. Thereafter it has the responsibility for
ensuring that the lessons learnt are shared with all partners,
and for building institutional memory for the benefit of others
working in similar situations.
Accounts and independent audits are essential
elements of all development cooperation activities. If funds are
transferred to an ONS by the Federation Secretariat, an independent
auditor shall be designated or approved by the Federation Secretary
General.
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| Reference:
This policy was adopted by the General Assembly of the International
Federation of Red Cross and Red Crescent Societies, November 1997. |
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